Andrew James Lom

Andrew Lom is an accomplished investment management lawyer in Norton Rose Fulbright's New York office. He represents global asset managers, investors and private companies in a wide range of regulatory and transactional matters. In his asset and wealth management practice, Andrew advises clients on fund formations, private equity transactions, SEC and related regulatory matters, corporate issues and tax matters. In addition, he assists family offices and other financial investors with investment due diligence, private equity transactions and cross-border holding company structures, and counsels them on tax, regulatory and corporate issues.

Andrew regularly advises funds and managers at launch and on an ongoing basis regarding SEC registration and compliance, Form ADV updates, Blue Sky filings, 1940 Act and UCITS sub-advisory arrangements, liquid alts products, separately managed accounts, co-investment transactions, joint ventures, conflicts of interest issues, succession planning, side letter negotiations, trade allocations, trade errors, research relationships and insider trading issues, privacy policies, valuation policies, expense allocations, soft dollars, cyber-security policies, revenue sharing issues, performance reporting, pitch books, placement agreements, Section 13 reporting, BEA filings, and other regulatory and transactional matters.

Good to know

Job Types Partner
Areas of Practice 1) Asset and wealth management, 2) Corporate finance, 3) Financial investors, 4) Finance, 5) Banks and 6) Private equity
Law School Georgetown University Law Center (J.D.,2005)
Admitted Year 1998
Education Brown University (A.B.,2002)
Bar Member / Association New York State Bar Association
Most recent firm Norton Rose Fulbright US LLP
LinkedIn Profile https://www.linkedin.com/in/andrewlom
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