Elizabeth K. Derbes

Elizabeth Derbes advises broker-dealers, private funds, municipal advisors, alternative trading systems and other financial services industry clients on securities regulatory issues, with an emphasis on broker-dealer matters and compliance with SEC and FINRA rules. She has extensive experience with trading and sales practice regulation, cross-border issues, broker-dealer formation and registration, net capital and customer protection rules, and supervisory and compliance systems and procedures. She also represents broker-dealers and other clients in SEC and SRO investigations and enforcement matters.

Good to know

Areas of Practice 1) Corporate and 2) Securities Litigation
Law School University of Chicago Law School, J.D.
Admitted Year 2006
Education Harvard University, B.A.
Bar Member / Association District of Columbia Bar Association, New York State Bar Association
Most recent firm WilmerHale
Relevant Jobs
Litigation Paralegal
USA-NY-New York City

Position Description Fast-paced estate and surrogate court practice law firm seeks experienced paralegal to provide support in guardianship and litigation proceedings in Surrogate’s and Supreme C...

Apply now

Landlord-Tenant attorney
USA-NY-New York City

Boutique midtown law firm seeks Real Estate Litigation Attorney. The attorney must have significant experience litigating matters in Housing Court (at least 3 years) and supreme court. Position ...

Apply now

Associate Attorney
USA-NY-New York City

Associate Attorney The candidate will focus principally on efforts to promote clean energy in Northeastern states but may participate in other litigation to address climate change. Will work closely ...

Apply now

+ View more jobs
A. Harrison Barnes
A. Harrison Barnes

A. Harrison Barnes is a well-known attorney throughout the United States. As a member of the Malibu community, Harrison is committed to serving the needs of Malibu residents and businesses in legal matters.

Alan Singer
Alan Singer

Alan Singer is a partner in Morgan Lewis's Securities Practice. Mr. Singer advises companies with regard to a diverse range of corporate and securities matters.

Barbara J. Shander
Barbara J. Shander

Ms. Shander advises public and private company clients as well as private equity funds, with an emphasis on mergers and acquisitions, dispositions, and financing transactions.