Frank L.L. Kwok
Frank L.L. Kwok focuses on mergers and acquisitions, securities and capital markets transactions, and corporate governance, with a special emphasis on alternative investment structures, including private investment in public equity (PIPE) transactions and related products, such as Rule 144A offerings, registered direct offerings, pre-IPO financings, exchange offers and rights offerings, and regulatory and compliance matters. Frank also has experience representing U.S. and foreign companies, private equity funds, and financial institutions and advisers in public and private securities offerings, public company reporting, and regulatory matters involving Section 13 and Section 16 compliance, Rule 144 and insider trading.
Frank earned his J.D. from Georgetown University Law Center, where he was managing editor of the Georgetown Journal of Law & Public Policy, and his A.B. from Brown University.
Good to know
| Job Types | Counsel |
| Areas of Practice | 1) Mergers & Acquisitions, 2) PIPEs, 3) Regulated Funds, 4) Securities & Capital Markets and 5) Shareholder Activism |
| Law School | Georgetown University Law Center (J.D.,2006) |
| Education | Brown University (A.B.,2003) |
| Bar Member / Association | New York State Bar Association |
| Most recent firm | Schulte Roth & Zabel LLP |
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