Giovanni Caruso

Giovanni Caruso represents public and private companies in a broad range of corporate and securities matters, including general corporate governance, private placements, mergers and acquisitions and federal law compliance in connection to the Securities Act and Exchange Act and Sarbanes-Oxley, as well as the various exchanges (NASDAQ, NYSE and the NYSE Amex). Mr. Caruso also regularly represents issuers and underwriters in SPAC offerings.

Mr. Caruso has drafted and negotiated a variety of agreements in connection with his representation of clients, and has experience in drafting various securities documents such as annual, quarterly, and current reports; registration statements; and private placement documents.

Good to know

Areas of Practice 1) Corporate, 2) Capital Markets, 3) Initial, 4) Secondary and Alternative Public Offerings, 5) Private Investments in Public Equity (PIPEs) and 6) Mergers and Acquisitions
Law School New York University School of Law (J.D., 2000)
Education New York University (B.A.,1997)
Bar Member / Association New York State Bar Association
Most recent firm Loeb & Loeb LLP
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