James E. Thomas

James focuses his practice on regulatory and transactional matters relating to the financial services industry. He counsels investment advisers, registered investment companies and their trustees, and hedge funds and other private investment vehicles on all aspects of their operations. He has considerable experience in organizing and advising registered investment companies employing alternative investment strategies. James is also an experienced adviser to public and private companies in the financial services and other industries in a variety of matters, including debt and equity offerings, mergers and acquisitions and investment transactions.

Good to know

Areas of Practice 1) Corporate, 2) Investment Management, 3) Investment Management Litigation, 4) Corporate Governance & Compliance, 5) Mutual Funds, 6) Closed-End Funds & ETFs, 7) Investment Advisers, 8) Fund Boards of Directors / Trustees and 9) Investment Management Compliance
Law School Harvard Law School (J.D. 1997)
Education Dartmouth College (A.B., 1994)
Bar Member / Association State Bar Of Boston
Most recent firm Ropes & Gray LLP
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