Jeremy C. Smith

Jeremy’s practice focuses on advising mutual funds and ETFs, their independent directors, and investment advisers. Jeremy advises clients regularly regarding the establishment, registration, and operation of retail and institutional investment products, including ETFs, closed-end funds and wrap products. He has significant experience structuring and representing registered funds with alternative investment strategies. Jeremy regularly assists clients experiencing or anticipating compliance, examination, enforcement, or other regulatory issues with the Securities and Exchange Commission and other regulatory agencies. He also has extensive experience with exchange listing and compliance matters.

Good to know

Areas of Practice 1) Corporate, 2) Investment Management, 3) Special Situations, 4) Mutual Funds, 5) Closed-End Funds & ETFs, 6) Investment Advisers, 7) Fund Boards of Directors / Trustees and 8) Investment Management Compliance
Law School Northeastern University School of Law (J.D. 2002 )
Admitted Year 1999
Education University of New Hampshire (B.A., History,1999)
Bar Member / Association State Bar Of Massachusetts, State Bar Of New York
Most recent firm Ropes & Gray LLP
Relevant Jobs
Family Law and Matrimonial Associate Position
USA-NY-New York City

Downtown NYC law firm is seeking an associate to handle a volume family law and matrimonial case load.  Candidate should have 2+ years’ experience in. NJ admission, Spanish fluency and bankruptcy e...

Apply now

Family/Matrimonial Attorney
USA-NY-New York City

Downtown law firm seeks experienced associate with 2+ years family/matrimonial experience to handle a high volume caseload. Must have excellent people and case management skills. NJ admission, landlor...

Apply now

Entry-level Structured Finance Paralegal
USA-NY-New York City

Entry-level Structured Finance Paralegal Duties: Will be involved to work alongside partners and other attorneys in an exciting practice that often involves international clients and transactions. Pre...

Apply now

+ View more jobs
A. Harrison Barnes
A. Harrison Barnes

A. Harrison Barnes is a well-known attorney throughout the United States. As a member of the Malibu community, Harrison is committed to serving the needs of Malibu residents and businesses in legal matters.

Alan Singer
Alan Singer

Alan Singer is a partner in Morgan Lewis's Securities Practice. Mr. Singer advises companies with regard to a diverse range of corporate and securities matters.

Andrew Hamilton
Andrew Hamilton

Andrew Hamilton is a partner in Morgan Lewis's Business and Finance Practice. Mr. Hamilton practices in the areas of mergers and acquisitions, private equity and venture capital, securities law, and general corporate counseling.