Jeremy C. Smith

Jeremy’s practice focuses on advising mutual funds and ETFs, their independent directors, and investment advisers. Jeremy advises clients regularly regarding the establishment, registration, and operation of retail and institutional investment products, including ETFs, closed-end funds and wrap products. He has significant experience structuring and representing registered funds with alternative investment strategies. Jeremy regularly assists clients experiencing or anticipating compliance, examination, enforcement, or other regulatory issues with the Securities and Exchange Commission and other regulatory agencies. He also has extensive experience with exchange listing and compliance matters.

Good to know

Areas of Practice 1) Corporate, 2) Investment Management, 3) Special Situations, 4) Mutual Funds, 5) Closed-End Funds & ETFs, 6) Investment Advisers, 7) Fund Boards of Directors / Trustees and 8) Investment Management Compliance
Law School Northeastern University School of Law (J.D. 2002 )
Admitted Year 1999
Education University of New Hampshire (B.A., History,1999)
Bar Member / Association State Bar Of Massachusetts, State Bar Of New York
Most recent firm Ropes & Gray LLP
Relevant Jobs
Paralegal
USA-NY-New York City

The ideal candidate is energetic, flexible, and professional and has experience with working in a law firm environment. Responsibilities: Drafting and preparing legal documents Communicatin...

Apply now

Paralegal
USA-NY-New York City

A growing law firm in New York is in need of a reliable and proactive Paralegal. The Paralegal will work directly with attorneys to prepare for upcoming cases, get involved in fact-finding projects ...

Apply now

Legal - Assistant General Counsel- Office of Legal Obligations
USA-NY-New York City

Legal - Assistant General Counsel- Office of Legal Obligations The candidate will assist on a monthly internal publication that provides an overview of legal and regulatory developments affecting the...

Apply now

+ View more jobs
A. Harrison Barnes
A. Harrison Barnes

A. Harrison Barnes is a well-known attorney throughout the United States. As a member of the Malibu community, Harrison is committed to serving the needs of Malibu residents and businesses in legal matters.

Alan Singer
Alan Singer

Alan Singer is a partner in Morgan Lewis's Securities Practice. Mr. Singer advises companies with regard to a diverse range of corporate and securities matters.

Andrew Hamilton
Andrew Hamilton

Andrew Hamilton is a partner in Morgan Lewis's Business and Finance Practice. Mr. Hamilton practices in the areas of mergers and acquisitions, private equity and venture capital, securities law, and general corporate counseling.