Provided advice and interpretation of rules and regulations promulgated under the Investment Company and Investment Advisers Acts, and the 1933 and 1934 Acts to facilitate the development of new investment products, fund registration and ongoing investment product compliance, as well as in connection with the provision of risk analytics and oversight and other investment services to similar clients.

Specialties: Investment management specialization with in-depth experience in both registered and private fund work, as well as in connection with providing counsel to registered investment advisers to investment funds. Unique legal and regulatory experience with private funds, ETFs and registered closed-end funds, as well as with investment fund operations, risk management, custody, collateral servicing, administration and accounting issues.